Conduct risk - plus ca change?
The FCA’s recent Dear CEO letter about contracts for difference (CFDs) - see link - makes depressing reading for firms and regulators...
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Should ICOs be regulated?
ICOs are becoming popular for start-up companies to raise funds without issuing equity or other more traditional capital instruments....
FCA/Practitioner Panel Survey - an important puzzle to solve
The Practitioner Panel Survey is an important but frequently misinterpreted data set, and has a long a varied history going back to the...
FCA approach to competition - 5 areas to think about
There is a subtle difference between this and the FCA's other approach documents. Whereas the latter are a recasting of familiar...
FCA approach to authorisation - gateways & new challenges
This is a much more conservative document than its consumer cousin. We shouldn't be surprised - authorisations is the core regulatory...
FCA consumer approach - back to the future?
When the FCA published its Approach to Consumers back in November, I wrote a quick blog (linked below) about the similarities of some of...
Regulatory data and consumer credit - peeling back the layers
My first two posts in 2018 have included numbered lists, but this one – ironically about data – is intentionally number free. This is...
Brexit pressure on regulation - 6 signs to look for
I’ve written before about the strain preparations for Brexit is already causing regulators and this will only become worse in 2018. Here...
Human like speech from text
Another development in voice interaction technology from Google, where the "speech" was learned purely from circa 24 hours of text and...
Regulation - 5 indicators to watch for in 2018
This post is not about the major new regulations that will see light of day in 2018. These are well known, and there are more than enough...
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