FCA enters the Generation Game
Hopefully for the long term...
The FSA had a history of publishing important papers that then had little real impact on either its...
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Culture change, SM&CR and Enforcement - striking the right balance?
Two senior Directors at the FCA made important speeches yesterday. Not unsurprisingly, they are connected, and between them attempt to...
'Buyer beware' past its sell by date?
The attached is the latest in the series of short articles I've written, trying to get under the skin of the public's loss of trust in...
Northern Rock, SM&CR and the value of uncertainty
Last month, I wrote a short piece about the demise of Northern Rock. I wasn't planning to return to the subject but the latest wave of...
SMR Unplugged
The FCA’s consultation on extending the Senior Manager & Certification Regime (SM&CR) to all regulated firms is in reality a complex set...
Five things to remember about complaints' stats
Complaints are an important indicator of how financial services firms are performing, and also how well regulation is working, but they...
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